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Deliver What Your Clients Needs

Through Cetera Investment Management LLC, our advisors have access to outstanding resources to deliver sound investment advice and insights to you. These include thought leadership on the latest detailed market information as well as investment perspectives, asset allocation strategies, and investment ideas and recommendations.


Proactive: Cetera Investment Management provides our team and you with research that uses forward-looking macroeconomic assessment of the market climate. This allows us to determine which areas of the market may hold the greatest opportunity. The investment research team covers multiple areas of expertise to ensure that you have access to a broad range of research resources to fit your individual needs.

Responsive: Cetera Investment Management’s team of experts is here as a partner helping our team and you navigate the complexities of the market by supporting you with a structured process focused on your long-term goals. 

Consistent: Cetera Investment Management uses a disciplined, regimented process to support clear long-term goals for our team and you. By evaluating a broad range of market indicators, including economic growth projections, market liquidity, volatility, political environment, secular growth cycles, as well as potential investment horizon, Cetera Investment Management is able to offer consistent portfolio advice for our advisors to use with you.

Meet the Cetera Investment Management team (

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About Cetera® Investment Management
Cetera Investment Management LLC is an SEC registered investment adviser owned by Cetera Financial Group®. It provides investment research, portfolio and model management, and investment advice to its affiliated broker-dealers, dually registered broker-dealers, and registered investment advisers. For more information, please reference the Cetera Investment Management LLC Form ADV disclosure brochure.

Ronald Williams




Juliet Hendrickson

Senior Attorney

Juliet A. Hendrickson is a senior attorney in the AdvancedPlanning Group for Cetera Financial Group, a leading network ofindependent broker-dealer firms. The platform is the secondlargest independent financial advisor network in the...
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Roben Rasheed Hernandez

Operations Associate

Roben Rasheed-Hernandez earned a Bachelor’s degree in English from Rutgers University. Prior to joining 1st Allied, she spent 30 plus years in the corporate sector, working as a communications consultant, writer, media...
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Stanley Smiley

Senior VP

As senior vice president of the Advanced Planning Group, StanSmiley is responsible for the development and implementation ofadvanced planning strategies for Cetera Financial Group, a leadingnetwork of independent broker-dealer firms....

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